Vermont DFR Roundtable on 5/17

on 6:44 PM

On May 17, 2018 the Department of Financial Regulation will host an inaugural Industry Roundtable at the Burlington Hilton in Burlington, Vermont. The half-day roundtable will provide a discussion of emerging cybersecurity regulatory regimes of the banking, insurance, and securities industries.  The event will feature a luncheon keynote by Robert W. Cook, President and CEO of the Financial Industry Regulatory Authority (FINRA) and will continue with three afternoon panel discussions featuring a range of cyber-related topics, including:

11:30 am to 12:00 pm: 

  • Roundtable Registration
12:00 pm to 1:15 pm:
  • Lunch and Keynote Speech by Robert Cook
1:30 pm to 2:40 pm:
  • Complying w/Present & Predicting the Future of Cybersecurity Regulation - An in-depth discussion of evolving cybersecurity regulatory regimes at the state, federal, and international levels. What do new and changing rules mean for your organization? Panelists will address why it’s important to remain in compliance and how to do so most effectively. Includes special considerations for compliance by small businesses. Panelists include:
    • Joseph P. Borg (moderator), Director of Alabama’s Securities Commission, NASAA President and FIBIIC Representative
      Maria Vullo – Superintendent of the New York Department of Financial Services
    • Katherine Miligram – Chief of NY Investor Protection Bureau, Chair of NASAA Cybersecurity Committee
    • Beth Dwyer – Superintendent of the Rhode Island Insurance Department, Vice-Chair of NAIC Cybersecurity Working Group
    • Michael Flynn – IT Examination Specialist, FDIC Division of Risk Management Supervision 
    • Paul Levenson - Director of the Boston Regional Office of the U.S. Securities and Exchange Commission
2:40 pm to 3:50 pm:
  • Cybersecurity Best Practices & Lessons Learned from Vermont Industry Leaders - How to develop, implement, and maintain a program to avoid, mitigate, and respond to cybersecurity breaches within your organization. These days the question is not if, but when, so it’s crucial to be proactive. Panelists will discuss best practices, real world examples, and what’s on the cutting edge of risk management. Panelists include:
    • Jim Douglas (moderator), former Vermont Governor, Board Member NBT Bank, Union Mutual and National Life
    • Tom Leavitt – President and CEO, Northfield Savings Bank
    • Shuk Khader – Chief Information Security Officer, National Life
    • David Fuge – Chief Information Security Officer, Johnson Lambert
    • John Dwyer – President and CEO of New England Federal CU
    • Jennifer A. Vander Veer– Special Agent at the FBI
3:50 pm to 5:00 pm
  • Innovation & Developments in Cybersecurity Insurance Market & Risk Management Alternatives - How does cyber risk coverage fit into your organization’s comprehensive risk management plan? Panelists will discuss available insurance products that can help shift some of the risk of a cyber breach. Panelists include:
    • Jeremy Potter (moderator), Assistant General Counsel of Quicken Loans, Board Member of CATIC, Vermont Domestic Insurance Company
    • Chris Liu – Head of AIG’s North American Cyber Insurance Practice for Financial Institutions
    • Jackie Quintal – Aon’s Managing Director for Financial Institutions  
    • Peter Richards – Vice President, Risk Management Consultant, The Richards Group
    • Anne Marie Towle – Executive Vice President, Captive Consulting Practice Leader, JLT Group 
5:00 pm
  • Networking Reception
Registration is $25 for the luncheon.  Session attendance only is free.
Advanced registration online is required for all participants.  

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